Start a Broker/Dealer
All you need to know about starting a FINRA registered Broker/Dealer
HedgeCo offers the ability to construct the architecture for custom software applications and customize online, web-based software solutions for auditing, managing procedures, systems testing, trainings, and employee surveys enabling you to optimize your existing compliance operation.
Financial Institutions in the United States operate in one of the most highly regulated business environments in the world. They must contend with increasingly complex regulatory obligations while competing for business in a climate that demands greater control of costs/processes and faster time to market.
Optimizing operational expenditures while remaining flexible to deliver new products and reducing exposure to compliance risks is key to a broker/dealer's success. Our compliance solutions help accomplish these challenging goals. HedgeCo's solutions are specifically developed to give broker/dealers more control over their documentation systems, which allows them to enhance information quality and reliability while remaining cost effective. All of our solutions are protected by our compliance warranty, so financial institutions may conduct their business with confidence.
The HedgeCo Legal and Compliance Group has established strategic relationships with service providers, allowing us to provide expert advice and services that include redundant and secure server backup, file storage, management and recovery, and hosting of custom applications.