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Start a Broker/Dealer
All you need to know about starting a FINRA registered Broker/Dealer
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In any business environment, firms must establish long-term goals. Understanding these goals become increasingly important during times of financial crisis and economic uncertainty. HedgeCo understands the challenges that face today's business owners and the resource constraints that add to the burden of compliance with applicable rules and regulations. Furthermore, the government is in the process of establishing new regulatory compliance requirements for all companies, big and small, in an effort to justify the trillions of dollars dispersed in the form of bail-outs.
The HedgeCo Legal and Compliance Group serves as a cost-effective strategic partner working with your key decision makers whether you are a large corporation or a small entrepreneurial company. Our consulting team consists of management professionals that help you achieve operational efficiency while complying to all regulations. Some of the services we provide include:
Registration/licensing requirements
Sarbanes-Oxley 404 compliance
Governance, risk, and compliance support
IT governance and compliance
CEO/CFO advisory and support services
Enterprise risk management services
Management and technology consulting
Forensic accounting and litigation consulting
Project management and consulting
Turnaround and crisis management
Acquisition and merger due dilligence