Project Management

The HedgeCo Legal and Compliance Consulting Group is able to plan, organize, and manage your firm's resources to successfully complete specific project goals and objectives. Our approach uses Six Sigma tools, which provides a disciplined, data-driven approach and methodology that increases operational efficiency. The HedgeCo team is experienced in managing domestic and international projects, including budgeting, auditing, subcontractor negotiation and management, and personnel management. Our goal is to establish an effective culture of compliance in your firm without losing sight of the importance of sales productivity. Our project management services include:

FINRA Rule 3012 supervisory controls
FINRA Rule 3013 annual CEO certification
Sarbanes-Oxley compliance
New product disclosure and suitability
Advertising and marketing
International team and project management
Critical problem solving
Conceptual innovation
International networking
Complex research and analysis
Application of regulatory requirements

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