Start a Broker/Dealer
All you need to know about starting a FINRA registered Broker/Dealer
Securities firms must maintain the highest of compliance principles to protect their customers and their business. For that reason, we at HedgeCo believe that securities compliance is the backbone of our consulting model.
Our approach offers the resolution of all compliance matters to provide our customers with the absolute compliance package, which is fully customizable based on your needs. Our consultants ensure that compliance is not only at the core of business operations, but that we monitor the way in which compliance moves within your business model. We strive to ensure that all business units work cooperatively to bridge the gap between compliance and operations in order to produce your desired results.
Not only do we take the time to understand your business functions and needs in an effort to develop an implementation plan tailor-made for your organization, but we at HedgeCo will work with you on an ongoing basis to guarantee your organization is meeting the current compliance regulations.
HedgeCo is dedicated to keeping all of our clients compliant with all current financial regulations and responding quickly to your compliance concerns in the ever-changing business and regulatory environment.